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Sarah Swammy

2018 Speaker

SARAH SWAMMY is a senior vice president and COO for the portfolio solutions businesses in both State Street Global Market, LLC, a registered broker-dealer subsidiary of State Street Bank and Trust, and in State Street Bank and Trust. Swammy joined State Street from BNY Mellon where she held several leadership positions. She has held compliance positions at Deutsche Bank Securities, Inc., CSFB and Barclays Capital, Inc. Swammy is the executive editor and contributing author of The Capital Markets: Evolution of the Financial Ecosystem and author of Governance, Compliance, and Supervision of the Capital Markets. She is an adjunct instructor at New York University School of Professional Services and serves as a member of New York Institute of Technology advisory board in the School of Management. Swammy earned a BS in business administration, an MS in human resources management and labor relations from New York Institute of Technology, an MA in business education from New York University, a PhD in information studies from C.W. Post, and is a graduate of the Harvard Business School Advanced Management Program. @statestreet